The Daily Caveat
is written by Michael Thomas, a recovering corporate investigator in the Washington, DC-area.
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Previous Posts
Siemens Fires Head of Compliance, Bribery Scandal ...
Still No Baby
The American Lawyer Wonder Where the Security Clas...
Federal prosecutors Move Against Financial Advisor...
Spitzer Investigated, The NYT Re-Caps
SEC Inspector General Steps Down in Wake of Botche...
Milberg Hearing Sees 3 Counts Dismissed, 20 to Go
Brocade Conviction Is First Successful Criminal Pr...
Interfor CEO Claims Conrad Black Hid Millions
UK "Investigative Firm" in Hot Water
8/14/2007
SEC Pats Self on Back... Viva La Regulacion!
Interesting interview of Marc Fagel, the SEC's San Francisco associate regional director appearing in the
Dallas Morning News
. Fagel discusses the SEC's current priorities and what they've been doing well in recent months.
Check it out
.
-- MDT
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all content © Michael D. Thomas 2010