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8/13/2008
Cuomo's Auction Rate Securites Probe Gets More Ambitious
3/03/2008
More Banks Named in Muni Bid Rigging Probe
Former SEC Chief Enforcement Officer Signs on at JPMorgan Chase
Cuomo's Auction Rate Securites Probe Gets More Ambitious
...with the addition of a few more minor names, like JPMorgan Chase, Morgan Stanley and Wachovia.
-- MDT
-- MDT
Labels: auction rate securities, JPMorgan, Morgan Stanley, New York AG, Wachovia
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More Banks Named in Muni Bid Rigging Probe
Add UBS and JPMorgan Chase to the list of those under scrutiny.
-- MDT
12/19/2006
-- MDT
Labels: investigation, JPMorgan, municiple bonds, UBS
Former SEC Chief Enforcement Officer Signs on at JPMorgan Chase
A case of keep your enemies closer? Mr. Stephen Cutler has, in is previous role in SEC enforcement, cost JPMorgan billions in settlements and fines relating to the financial firm's various legal and ethical missteps. Cutler is coming aboard JPM in February of '07 as xecutive vice-president and general counsel in February. We wish him well!
-- MDT
-- MDT
Labels: JPMorgan, SEC, Stephen Cutler
