The Daily Caveat is written by Michael Thomas, a recovering corporate investigator in the Washington, DC-area.

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Previous Posts
7/24/2008
FSA Butches Up and Goes After Cazenove Partner for Insider Dealing
This would be the FAS first criminal prosecution for insider trading, even though the regulator was granted prosecutory power back in 2001. Between then and now, I guess the FAS had relied on a right stern letter and disapproving glare to hold companies accountable.

And by that I mean civil litigation.

-- MDT
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