The Daily Caveat is written by Michael Thomas, a recovering corporate investigator in the Washington, DC-area.

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2/27/2008
More Streeters Cop to Insider Trading
Former USB institutional client manager, Mitchel Guttenberg, and his literal partner in crime, David Tavdy - formerly of Assent - recently plead guilty in a New York court to conspiracy and securities fraud.

These two Wall-Streeters make 12 of 13 guilty pleas from individuals fingered last March as participants in a massive insider trading ring.

Lucky number 13 (well, we actually counted fourteen), Samuel Childs another former Asset broker has plead not guilty, with a trial set for June.

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