The Daily Caveat is written by Michael Thomas, a recovering corporate investigator in the Washington, DC-area.

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Previous Posts
2/18/2008
FSA Prosecutes Phoney Stockbroker
William Anthony ‘Robin’ Radclyffe bilked clients of hundreds of thousands of dollars between 1997 and 2004. based on his recent guilty plea he'll serve 15 months and face assorted other penalties. The prosecution represents a rare case of the FSA utilizing its power to bring such cases. More on the Radclyffe prosecution right here.

-- MDT

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