The Daily Caveat is written by Michael Thomas, a recovering corporate investigator in the Washington, DC-area.

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2/09/2006
NASD Fines Sanford & Bernstein in Conflict-of-Interest Case
At a combined $550,000 ($350,000 to Sanford itself and another $200,000 to besmirched analyst Charles Hintz) these would be the largest fines thus far levied in response to the NASD's newish C of I rules that took effect in July 2002.

Check out MonstersandCritics for more details.

-- MDT
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